WH
William J. Hahn
TLG ADVISORS
Sarasota, FL 34236
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CRD#: 2385802
WH
Professional summary
William John Hahn, who also goes by Bill Hahn, is a registered financial advisor currently at TLG ADVISORS, INC. located in Sarasota, Florida and THE LEADERS GROUP, INC. located in Sarasota, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. William has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Hahn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT - SINCE 06/01/1992 - 1858 Ringling Blvd, Suite 200, Sarasota, FL 34236 - NOT INVESTMENT RELATED, INSURANCE BUSINESS, LIFE INSURANCE AGENT, PROCESSING FOR FIXED LIFE INSURANCE, ANNUITIES & LTC, DEVOTE APPROX: 10-15 HRS P/WK. 2.) TLG ADVISORS, INC - SINCE 11/27/2018 - 475 Springfield Avenue, Summit, NJ 07901 - INVESTMENT RELATED, IAR BUSINESS, IAR REP, DEVOTE APPROX: 5 HRS P/MO. 3. INTERACT WEALTH MANAGEMENT, INC - 9/28/2023 - 1858 Ringling Blvd, Suite 200, Sarasota, FL 34236 - President, Utilize Corp for operation and expense purposes, Not Invt Rel, S Corp 3 hrs/mo; 3 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view William John Hahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2018 - Present
TLG ADVISORS, INC.
Office #1: 1858 Ringling Blvd, Suite 200, Sarasota, FL 34236RIA
CRD#: 111052
Sarasota, FL
Current
November 1, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 1858 Ringling Blvd, Suite 200, Sarasota, FL 34236BD
CRD#: 37157
Sarasota, FL
Past
March 10, 2009 - November 12, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SARASOTA, FL
Past
February 13, 2009 - November 12, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
RIVERVIEW, FL
Past
April 25, 2006 - January 28, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
SARASOTA, FL
Past
September 29, 2005 - January 28, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SARASOTA, FL
Past
August 5, 2005 - October 5, 2005
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
MCDONOUGH, GA
Past
April 29, 2005 - August 2, 2005
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
June 23, 1998 - May 16, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SARASOTA, FL
Past
June 23, 1998 - May 16, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
August 28, 1997 - June 26, 1998
SOUTHERN CAPITAL SECURITIES, INC.
BD
CRD#: 27188
TAMPA, FL
Past
October 21, 1996 - August 25, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
July 6, 1995 - August 2, 1996
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
ANN ARBOR, MI
Past
October 4, 1993 - June 30, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
October 4, 1993 - June 30, 1995
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/1/2018)
IAR
Florida(12/7/2018)
RR
Georgia(10/7/2019)
RR
Indiana(11/1/2018)
RR
North Carolina(10/7/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
