Rebecca A. Starling-klatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Allison Starling-klatt, who also goes by Becky Klatt, Rebecca Klatt, Becky Starling, Rebecca Allison Starling, Rebecca Starling, Becky Starling-klatt, Rebecca Allison Starlingklatt, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1993. Rebecca had worked at 4 firms and has passed the SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2011 - July 7, 2015
ASPEN EQUITY PARTNERS, LLC
February 13, 2008 - February 19, 2008
FUND MANAGEMENT COMPANY
December 19, 2003 - June 10, 2004
INVESCO DISTRIBUTORS, INC.
February 5, 1997 - December 13, 2007
FUND MANAGEMENT COMPANY
December 7, 1993 - November 2, 2009
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASPEN EQUITY PARTNERS, LLC
CRD#: 104035 / SEC#: , 8-52491
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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