Lawrence H. Lee
Professional summary
Lawrence H Lee, who also goes by Larry Lee, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lawrence has worked at 4 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence H Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2021 - Present
J.P. MORGAN INVESTMENT MANAGEMENT INC.
Office #1: 277 Park Avenue 2nd & 3rd Floor, New York, NY 10172April 12, 2002 - July 12, 2006
CIBC WORLD MARKETS CORP.
June 19, 2000 - May 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 2000 - March 31, 2000
BANC OF AMERICA SECURITIES LLC
Primary Firm SEC Registration
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2021)
Exams
Current Firm
J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD#: 107038 / SEC#: 801-21011
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 114,499 |
| AUM (Assets Under Management) | $ 2,985,273,722,862 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 01/25/2024 | ||
| 01/27/2023 |
Red Flags
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