MR
Michael T. Reardon
ALLSPRING FUNDS MANAGEMENT
Milwaukee, WI 53202
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CRD#: 2385639
MR
Professional summary
Michael Timothy Reardon, CIMA® is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Milwaukee, Wisconsin and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OBA: CRISTO REY MILWAUKEE NMTC SPE, INC. POSITION: Board Member NATURE of BUSINESS ACTIVITY: Cristo Rey Milwaukee NMTC SPE will be established as a requirement of Cristo Rey High School's participation in the New Markets Tax Credit program as part of the high school's financing structure for their construction project of a new high school. Cristo Rey High School will form a new 501(c)(3) corporation, and plan to call it Cristo Rey Milwaukee NMTC SPE, Inc. ("SPE"). The activity is limited to holding the assets for the school, collecting the lease income and making payments on the project financing. The activity at the SPE is limited so don't envision the board's role as being very extensive. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2019 ADDRESS: 1818 West National, Milwaukee WI 53204, United States DESCRIPTION: My role would be as one of several Board members, who will serve to provide oversight of the previously arranged financing structure and loan payments as required by the federal New Markets Tax Credit program. There would be no investment pools of capital to allocate or invest as part of this entity or role, and no fundraising duties. Expectation is that responsibilities of this Board and this position are very limited. Name and Address of OBA : Cristo Rey Jesuit High School Milwaukee1818 West National, Milwaukee WI 53204 Position/Duties: volunteer Governance Board Member for private school, duties include overseeing endowment fund, Start Date: started in 2022 Time Spent per month: spend 1 or less hours per month and no time during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Timothy Reardon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 4, 2020 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
Office #1: 417 E. Chicago Street, Milwaukee, WI 53202RIA
CRD#: 110841
Milwaukee, WI
Current
March 4, 2020 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 417 E Chicago Street, Milwaukee, WI 53202BD
CRD#: 133366
Milwaukee, WI
Past
December 27, 2016 - February 11, 2020
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
Menomonee Falls, WI
Past
April 11, 2005 - February 11, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
MENOMONEE FALLS, WI
Past
January 1, 2005 - December 31, 2014
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past
October 6, 1999 - January 1, 2005
STRONG CAPITAL MANAGEMENT INC
RIA
CRD#: 106638
MENOMONEE FALLS, WI
Past
August 19, 1993 - April 11, 2005
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/4/2020)
RR
District of Columbia(3/4/2020)
RR
Florida(3/4/2020)
RR
Georgia(3/4/2020)
RR
Illinois(3/4/2020)
RR
Indiana(3/4/2020)
RR
Iowa(3/4/2020)
RR
Kansas(3/4/2020)
RR
Kentucky(11/5/2024)
RR
Massachusetts(3/4/2020)
RR
Michigan(11/5/2024)
RR
Minnesota(3/4/2020)
RR
Missouri(3/4/2020)
RR
Nebraska(3/4/2020)
RR
New York(3/4/2020)
RR
North Dakota(3/4/2020)
RR
Ohio(11/6/2024)
RR
Oklahoma(3/4/2020)
RR
Pennsylvania(11/5/2024)
RR
South Dakota(3/4/2020)
RR
Tennessee(10/1/2024)
RR
Texas(3/4/2020)
RR
Virginia(11/5/2024)
RR
West Virginia(11/5/2024)
RR
Wisconsin(3/4/2020)
IAR
Wisconsin(3/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
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Company Information
ALLSPRING FUNDS MANAGEMENT, LLC
CRD#: 110841Milwaukee, WI 53202TRUST BUT VERIFY
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Contact information
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