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Gerard Joseph Damaro

CRD# 2385619·Registered 1993 - 2000
Barred: Gerard Joseph Damaro was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gerard Joseph Damaro was a registered financial advisor. Gerard was a previously registered financial professional and started their career in finance 1993 - 2000. Gerard had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
July 13, 2000 - August 28, 2000
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
May 21, 1997 - July 30, 1997
THE HAMILTON-SHEA GROUP, INC.·CRD# 37526
BD
Pompano Beach, FL
January 7, 1997 - February 3, 1997
LANDMARK INTERNATIONAL EQUITIES·CRD# 25098
BD
Westbury, NY
May 14, 1996 - December 16, 1996
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
May 29, 1994 - October 23, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 30, 1993 - May 27, 1994

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Current Firm

RC
RUMSON CAPITAL, LLC

ANDOVER BROKERAGE CORP. | RUMSON CAPITAL, LLC | ANDOVER BROKERAGE, L.L.C.

CRD#: 33848 / SEC#: 8-46133
BD
Terminated by SEC on 06/16/2003

Contact Information

Established

New York since 01/02/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PICOZZI, MICHAEL IIIMANAGING MEMBER/CEO2504808
NOCELLA, EDWARD LOUISFNOP1519789

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2000

Series 7 — General Securities Representative Examination

Passed Jul 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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