GP
George V. Pedraza
BOK FINANCIAL SECURITIES
San Antonio, TX 78212
Some features on this profile are disabled
CRD#: 2385618
GP
Professional summary
George Venegas Pedraza, who also goes by George Venegas Pedraza, George V Pedraza, George Pedraza, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in San Antonio, Texas.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. George has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Venegas Pedraza | George V Pedraza | George Pedraza
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*1341281For profit or not for profit: Entity For Profit Name of outside business organization: Bexar Harvest LP Investment related: N Address of business: San Antonio, Texas, 78212 Nature of business: Limited Partnership Position, title, association: General Partner/Managing Member, Start date of relationship: 1/2/2006 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Consulting and Real Estate holdings I*1341283For profit or not for profit: Entity Charitable Name of outside business organization: Keystone School Investment related: N Address of business: San Antonio, Texas, 78212 Nature of business: School, College or University Position, title, association: Committee, Board Member, Other"]]Start date of relationship: 9/10/2022Number of hours devoted: 1.5 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , Keystone School is a private K-12 school located in San Antonio. I am a Board Member of the school and sit on the Facilities Committee. I*1656274 , Name of OBA: UTSA College for Health Community & Policy Advisory Council Address: San Antonio Investment Related: N Position, Title, Association: Board Member Employee Start Date: 02/13/2023 No Hours: 0 No Hours during trading: 0 Duties: Shape strategic Initiatives and amplify the College's Mission amongst community allies and stakeholders. Help champion College's fundraising endeavors, advise the Dean on programmatic directions, student career placements, alumni outreach, external collaborations, and community concerns that resonate with the college's future. Also render invaluable insights to bolster the reputation and efficacy of our programs locally and globally. Bridge gap between the College and the community for mutual benefits encompassing research, financial support, job opportunities and hands-on learning. I*1973278 Entity Type, Name of OBA: Entity Charitable Riverwalk Education Foundation Inc dba School of Science & T Address: San AntonioTexas78209 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/06/2024 No Hours: 4 Monthly No Hours during trading: 1 Duties: Riverwalk Education Foundation Inc is the Charter holder for the Schools of Science & Technology, a K-12 Texas Charter School system with 20 campuses in San Antonio, Houston and Corpus Christi serving 11,500 students. My role is as a Board member of this 501 (c)3 non-profit organization that has governance responsibilities for the Schools of Science & Technology.
CRS (Client Relationship Summary) - RIA
Click below to view George Venegas Pedraza's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Venegas Pedraza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2025 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 755 E. Mulberry Ste. 520, San Antonio, TX 78212RIA
BD
CRD#: 17530
San Antonio, TX
Current
November 4, 2025 - Present
BOK FINANCIAL SECURITIES, INC.
Office #1: 755 E. Mulberry Ste. 520, San Antonio, TX 78212RIA
BD
CRD#: 17530
San Antonio, TX
Past
June 28, 2023 - June 10, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN ANTONIO, TX
Past
June 28, 2023 - June 10, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN ANTONIO, TX
Past
October 11, 2021 - June 8, 2023
CAPTRUST
RIA
CRD#: 175112
San Antonio, TX
Past
January 13, 2021 - November 24, 2021
COVENANT
RIA
CRD#: 152651
SAN ANTONIO, TX
Past
June 15, 2017 - November 3, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN ANTONIO, TX
Past
March 31, 2017 - November 3, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN ANTONIO, TX
Past
November 6, 2009 - March 20, 2017
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
SAN ANTONIO, TX
Past
August 19, 2008 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
SAN ANTONIO, TX
Past
January 16, 2006 - June 18, 2008
UBS SECURITIES LLC
BD
CRD#: 7654
SAN ANTONIO, TX
Past
July 19, 2001 - January 26, 2006
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN ANTONIO, TX
Past
July 19, 2001 - January 16, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN ANTONIO, TX
Past
April 26, 1999 - July 11, 2001
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
BD
CRD#: 22408
SAN ANTONIO, TX
Past
January 15, 1997 - February 22, 1999
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
February 7, 1994 - February 10, 1999
J.P. MORGAN SECURITIES OF TEXAS, INC.
BD
CRD#: 17116
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(11/4/2025)
IAR
Texas(11/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BOK FINANCIAL SECURITIES, INC.
BANCALBUQUERQUE INVESTMENT CENTER | OPPENHEIM, DIVISION OF BOSC, INC. | MOBANK | E-SPECTRUM ADVISORS | CSBT INVESTMENT CENTER | COLORADO STATE BANK AND TRUST | BOSC, INC. | BOSC INC. | BOKFS | BOK FINANCIAL SECURITIES, INC. | BOK FINANCIAL SECURITIES | BOK FINANCIAL ADVISORS INVESTMENT CENTER | BOK FINANCIAL ADVISORS | BOK FINANCIAL | BANK OF TEXAS | BANK OF OKLAHOMA | BANK OF ARKANSAS | BANK OF ARIZONA | BANK OF ALBUQUERQUE | BANCTEXAS INVESTMENT CENTER | BANCOKLAHOMA INVESTMENT CENTER | BANCKANSAS CITY INVESTMENT CENTER | BANCARKANSAS INVESTMENT CENTER | BANCARIZONA INVESTMENT CENTER
CRD#: 17530 / SEC#: 801-53600, 8-35381
RIA
Registered Investment Advisory firm - SEC (1/28/1997 Approved)Arkansas
Registered Investment Advisory firm - SEC (9/26/2001 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/26/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (4/8/2005 Terminated)Texas
Registered Investment Advisory firm - SEC (5/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
One Williams Center Plaza Southeast, Tulsa, OK 74102
Mailing Address
P.o. Box 2300, Tulsa, OK 74192
Phone number
(918) 588-6000
Established
Oklahoma since 12/23/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
165
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOK FINANCIAL CORPORATION | DIRECT BENEFICIAL OWNER | |
| DEAN, BRETT ALAN | PRESIDENT | 1716141 |
| DODSON, CATHERINE JOANNE | CFO/FINOP | 6857597 |
| GALLATIN, THOMAS COY | EXECUTIVE DIRECTOR, ENERGY BANKING | 5971928 |
| GRAUER, SCOTT BRADLEY | CEO, CHAIRMAN | 1509326 |
| MAHANEY, MINDY MARGARET | BOKFS BOARD MEMBER | 6403627 |
| PARRISH, REBECCA ROSE | CHIEF COMPLIANCE OFFICER | 6273251 |
| SHAW, JAMES AUGUSTUS | SVP, DIRECTOR OF RETAIL SALES | 1264136 |
| STEELE, JAMES BRADFORD | SVP, CHIEF OPERATING OFFICER | 6317520 |
| SWANSON, JON CRAIG | BOKFS BOARD MEMBER | 5010899 |
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 835,622,979 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
