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GP

George V. Pedraza

BOK FINANCIAL SECURITIES
San Antonio, TX 78212
Some features on this profile are disabled
CRD#: 2385618
GP

Professional summary

George Venegas Pedraza, who also goes by George Venegas Pedraza, George V Pedraza, George Pedraza, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in San Antonio, Texas and BOK FINANCIAL PRIVATE WEALTH, INC. located in Denver, Colorado.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. George has worked at 13 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

George Venegas Pedraza | George V Pedraza | George Pedraza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Venegas Pedraza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 4, 2025 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 755 E. Mulberry Ste. 520, San Antonio, TX 78212
RIA
BD
CRD#: 17530
San Antonio, TX
Current

November 20, 2025 - Present

BOK FINANCIAL PRIVATE WEALTH, INC.

Office #1: 1600 Broadway 4th Floor, Denver, CO 80202
RIA
CRD#: 106733
Denver, CO
Current

November 4, 2025 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 755 E. Mulberry Ste. 520, San Antonio, TX 78212
RIA
BD
CRD#: 17530
San Antonio, TX
Past

June 28, 2023 - June 10, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN ANTONIO, TX
Past

June 28, 2023 - June 10, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN ANTONIO, TX
Past

October 11, 2021 - June 8, 2023

CAPTRUST

RIA
CRD#: 175112
San Antonio, TX
Past

January 13, 2021 - November 24, 2021

COVENANT

RIA
CRD#: 152651
SAN ANTONIO, TX
Past

June 15, 2017 - November 3, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAN ANTONIO, TX
Past

March 31, 2017 - November 3, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAN ANTONIO, TX
Past

November 6, 2009 - March 20, 2017

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN ANTONIO, TX
Past

August 19, 2008 - November 6, 2009

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
SAN ANTONIO, TX
Past

January 16, 2006 - June 18, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
SAN ANTONIO, TX
Past

July 19, 2001 - January 26, 2006

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN ANTONIO, TX
Past

July 19, 2001 - January 16, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN ANTONIO, TX
Past

April 26, 1999 - July 11, 2001

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

BD
CRD#: 22408
SAN ANTONIO, TX
Past

January 15, 1997 - February 22, 1999

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

February 7, 1994 - February 10, 1999

J.P. MORGAN SECURITIES OF TEXAS, INC.

BD
CRD#: 17116
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH

CRD#: 106733 / SEC#: 801-51401

RIA
Registered Investment Advisory firm - (3/6/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Colorado
(11/20/2025)
RR
Texas
(11/4/2025)
IAR
Texas
(11/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/4/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/15/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/28/2009
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BF
BOK FINANCIAL PRIVATE WEALTH, INC.
BOK FINANCIAL PRIVATE WEALTH, INC. | THE MILESTONE GROUP, INC. | MILESTONE WEALTH MANAGEMENT | MILESTONE INVESTMENT MANAGEMENT AND RESEARCH | MILESTONE GROUP INC | MILESTONE CAPITAL PARTNERS | MILESTONE CAPITAL MANAGEMENT | MILESTONE ASSET MANAGEMENT | COBIZ WEALTH

CRD#: 106733 / SEC#: 801-51401

RIA
Registered Investment Advisory firm - (3/6/1996 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1600 Broadway 4th Floor, Denver, CO 80202
Mailing Address
Phone number
(303) 539-0100
Established
Firm type
Fiscal year end
# of Employees
33

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BOK FINANCIAL PRIVATE WEALTH, INC., FORM ADV PART 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts2,179
AUM (Assets Under Management)$ 3,185,223,176

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/28/2025
Cover Page
Report
12/18/2024
Cover Page
Report
08/25/2023
Cover Page
Report
09/26/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733San Antonio, TX 78212

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