Janet A. Nuzman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Amy Nuzman, who also goes by Janet Amy Nuzman, Jana Nuzman, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1993. Janet had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2018 - February 18, 2026
TLG ADVISORS, INC.
April 30, 2018 - February 18, 2026
THE LEADERS GROUP, INC.
October 25, 2016 - April 13, 2018
ROBERT W. BAIRD & CO. INCORPORATED
May 2, 2016 - April 13, 2018
ROBERT W. BAIRD & CO. INCORPORATED
May 4, 2015 - October 29, 2015
M HOLDINGS SECURITIES, INC.
March 8, 2012 - December 4, 2014
OSAIC FA, INC.
June 1, 2009 - December 21, 2011
MORGAN STANLEY
October 14, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 18, 1998 - June 2, 1999
LPL FINANCIAL LLC
July 9, 1996 - March 24, 1997
FIDELITY BROKERAGE SERVICES LLC
July 18, 1995 - June 25, 1996
LPL FINANCIAL LLC
November 29, 1993 - June 23, 1995
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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