Janet A. Nuzman

TLG ADVISORS

Littleton, CO 80120

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CRD#: 2385536

Professional summary

Janet Amy Nuzman, who also goes by Janet Amy Nuzman, Jana Nuzman, is a registered financial advisor currently at TLG ADVISORS, INC. located in Littleton, Colorado and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Janet has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Janet Amy Nuzman | Jana Nuzman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TLG ADVISORS, INC - 6/28/18 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/wk.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Amy Nuzman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2018 - Present

TLG ADVISORS, INC.

Office #1: 26 W Dry Creek Circle Suite 800, Littleton, CO 80120

RIA

CRD#: 111052

Littleton, CO

Current

April 30, 2018 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

October 25, 2016 - April 13, 2018

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

DENVER, CO

Past

May 2, 2016 - April 13, 2018

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

DENVER, CO

Past

May 4, 2015 - October 29, 2015

M HOLDINGS SECURITIES, INC.

CRD#: 43285

GREENWOOD VILLAGE, CO

Past

March 8, 2012 - December 4, 2014

OSAIC FA, INC.

CRD#: 3978

DENVER, CO

Past

June 1, 2009 - December 21, 2011

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

October 14, 1999 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 18, 1998 - June 2, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 9, 1996 - March 24, 1997

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

July 18, 1995 - June 25, 1996

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 29, 1993 - June 23, 1995

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/30/2018)

Colorado
(4/30/2018)

IAR

Colorado
(6/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/24/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/26/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Janet A. Nuzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Amy Nuzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

M HOLDINGS SECURITIES, INC.

OSAIC FA, INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

LPL FINANCIAL LLC

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/24/2016

Series 63

Date: 10/25/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/28/1996

Series 6

Date: 11/26/1993

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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