Bradford J. Sylve

DFW WEALTHCARE ADVISORS

Euless, TX

Some features on this profile are disabled

CRD#: 2385495

Professional summary

Bradford Jude Sylve, CFP® is a registered financial advisor currently at DFW WEALTHCARE ADVISORS, LLC located in Euless, Texas.

Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Bradford has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Estate Planning

Education Planning

Comprehensive Financial Planni...

Insurance Planning

Employee and Employer Plan Ben...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2003, 12HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, PROPERTY AND CASUALTY: 2. BRADFORD SYLVE, CPA, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, TAX SERVICES & ACCOUNTING, START 12/1980, 1HR/WK (TRADING HOURS), CPA; 3.NAME OF OTHER BUSINESS: DFW STRATEGIC COLLEGE FUNDING SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COLLEGE PLANNING; START DATE: 2/2017; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 25 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: OFFER COLLEGE ADMISSION AND FINANCIAL AID SOLUTIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Jude Sylve's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

August 28, 2017 - Present

DFW WEALTHCARE ADVISORS, LLC

RIA

CRD#: 288954

Euless, TX

Past

October 12, 2010 - August 24, 2017

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ARLINGTON, TX

Past

October 8, 2010 - August 24, 2017

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ARLINGTON, TX

Past

March 16, 2010 - October 1, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

EULESS, TX

Past

March 16, 2010 - October 1, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

EULESS, TX

Past

January 2, 2002 - December 31, 2009

OSAIC FA, INC.

RIA

CRD#: 3978

DALLAS, TX

Past

January 2, 2002 - April 18, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 2, 2002 - December 31, 2009

OSAIC FA, INC.

CRD#: 3978

DALLAS, TX

Past

November 21, 1997 - October 19, 2001

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

May 2, 1995 - March 26, 1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 2, 1995 - March 26, 1996

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 3, 1994 - February 27, 1995

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

August 9, 1993 - November 16, 1993

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/22/2018)

IAR

Texas
(8/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/1993

General Securities Representative Examination

Current Firm

DFW WEALTHCARE ADVISORS, LLC

CRD#: 288954 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/22/2018 Approved)

Texas

Registered Investment Advisory firm - (8/28/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Euless, TX

Mailing Address

Phone number

(817) 685-2939

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 5,305,297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bradford J. Sylve

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Jude Sylve's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

1ST GLOBAL CAPITAL CORP.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

TITAN/VALUE EQUITIES GROUP, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/1999

Series 63

Date: 8/9/1993

SIE

Date: 8/24/2017

Series 7

Date: 8/4/1993

Current Firm

DFW WEALTHCARE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DFW WEALTHCARE ADVISORS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors