Ronald F. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Fisher Mcdonald III was a registered financial advisor .
Ronald is a previously registered financial advisor and started their career in finance in 1993. Ronald had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2010 - December 31, 2011
AURORA INVESTMENT MANAGEMENT GROUP, LLC.
September 5, 2003 - December 17, 2003
LEGG MASON WOOD WALKER, INCORPORATED
September 5, 2003 - December 17, 2003
LEGG MASON WOOD WALKER, INCORPORATED
August 6, 2000 - September 12, 2003
MORGAN STANLEY DW INC.
April 28, 1999 - September 12, 2003
MORGAN STANLEY DW INC.
January 1, 1998 - April 19, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 31, 1993 - January 1, 1998
NATIONSSECURITIES
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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