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Ronald Fisher Mcdonald Iii

CRD# 2385464·Registered 1993 - 2011
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Fisher Mcdonald III was a registered financial advisor. Ronald was a previously registered financial advisor and started their career in finance 1993 - 2011. Ronald had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

AURORA INVESTMENT MANAGEMENT GROUP, LLC.·CRD# 146692
RIA
Easton, MD
September 2, 2010 - December 31, 2011
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
RIA
Bethesda, MD
September 5, 2003 - December 17, 2003
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
September 5, 2003 - December 17, 2003
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Chevy Chase, MD
August 6, 2000 - September 12, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
April 28, 1999 - September 12, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
January 1, 1998 - April 19, 1999
NATIONSSECURITIES·CRD# 32542
BD
August 31, 1993 - January 1, 1998

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Sep 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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