Mark M. Goldberg
Professional summary
Mark M Goldberg is a registered financial professional currently at ROBERT A. STANGER & COMPANY, INC. located in Shrewsbury, New Jersey.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark M Goldberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2024 - Present
ROBERT A. STANGER & COMPANY, INC.
Office #1: 1129 Broad Street Suite 201, Shrewsbury, NJ 07702July 13, 2017 - March 30, 2022
GRIFFIN CAPITAL SECURITIES, LLC
June 26, 2008 - January 28, 2016
CAREY FINANCIAL, LLC
June 12, 2001 - January 17, 2006
OSAIC WEALTH, INC.
March 18, 1999 - April 9, 1999
SUNAMERICA SECURITIES, INC.
December 14, 1995 - March 18, 1999
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ROBERT A. STANGER & COMPANY, INC.
CRD#: 11807 / SEC#: , 8-27120
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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