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Daniel John Kodger

CRD# 2385177·Registered 1993 - 2005
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel John Kodger, who also goes by Daniel J Kodger, was a registered financial advisor. Daniel was a previously registered financial advisor and started their career in finance 1993 - 2005. Daniel had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel J Kodger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
Brunswick, OH
January 7, 2005 - December 14, 2005
QUESTAR CAPITAL CORPORATION·CRD# 43100
RIA
Brunswick, OH
February 12, 2004 - December 21, 2005
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
February 10, 2004 - December 21, 2005
QUESTAR CAPITAL CORPORATION·CRD# 43100
RIA
Brunswick, OH
January 28, 2003 - November 28, 2003
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
January 8, 2003 - November 28, 2003
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Los Angeles, CA
July 9, 2002 - December 17, 2002
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
June 5, 2001 - August 2, 2002
AMFIN INVESTMENT SERVICES, INC.·CRD# 13945
BD
Cleveland, OH
February 1, 2001 - March 2, 2001
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
February 14, 2000 - February 7, 2001
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Cincinnati, OH
March 27, 1999 - February 11, 2000
FIFTH THIRD SECURITIES, INC.·CRD# 3155
BD
Cincinnati, OH
November 6, 1998 - March 27, 1999
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
July 28, 1995 - November 13, 1998
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
June 28, 1995 - July 11, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 12, 1994 - May 2, 1995
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
August 30, 1993 - October 15, 1994

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Current Firm

QA
QUESTAR ASSET MANAGEMENT, INC.

QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358 / SEC#: 801-63747

Contact Information

Main Address

5701 Golden Hills Drive, Minneapolis, MN 55416

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1993About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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