Daniel J. Kodger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel John Kodger, who also goes by Daniel J Kodger, was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 1993. Daniel had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2005 - December 14, 2005
QUESTAR ASSET MANAGEMENT, INC.
February 12, 2004 - December 21, 2005
QUESTAR CAPITAL CORPORATION
February 10, 2004 - December 21, 2005
QUESTAR CAPITAL CORPORATION
January 28, 2003 - November 28, 2003
QUESTAR CAPITAL CORPORATION
January 8, 2003 - November 28, 2003
QUESTAR CAPITAL CORPORATION
July 9, 2002 - December 17, 2002
NATIONAL PLANNING CORPORATION
June 5, 2001 - August 2, 2002
EQUITABLE ADVISORS, LLC
February 1, 2001 - March 2, 2001
AMFIN INVESTMENT SERVICES, INC.
February 14, 2000 - February 7, 2001
LOCUST STREET SECURITIES, INC.
March 27, 1999 - February 11, 2000
FIFTH THIRD SECURITIES, INC.
November 6, 1998 - March 27, 1999
FIFTH THIRD SECURITIES, INC.
July 28, 1995 - November 13, 1998
LOCUST STREET SECURITIES, INC.
June 28, 1995 - July 11, 1995
BANC ONE SECURITIES CORPORATION
December 12, 1994 - May 2, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 1993 - October 15, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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