SC
Stephen E. Chen
BOLDIN ADVISORS
Mill Valley, CA 94941
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CRD#: 2385169
SC
Professional summary
Stephen Eliot Chen, who also goes by Steve Chen, is a registered financial advisor currently at BOLDIN ADVISORS located in Mill Valley, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephen has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Chen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NewRetirement, Inc.; CEO; 06/2004 to present; 1 Belvedere Place, Ste 200, Mill Valley, CA 94941. Educational website [non-advisory]; Approx 50% of time.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Eliot Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2018 - Present
BOLDIN ADVISORS
Office #1: 1 Belvedere Place Suite 200, Mill Valley, CA 94941RIA
CRD#: 294881
Mill Valley, CA
Past
December 12, 2017 - October 16, 2018
CAM INVESTOR SOLUTIONS
RIA
CRD#: 286078
SAN LEANDRO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BOLDIN ADVISORS
BOLDIN ADVISORS | NEWRETIREMENT ADVISORS, LLC | NEWRETIREMENT ADVISORS
CRD#: 294881 / SEC#: 801-132987
RIA
Registered Investment Advisory firm - (6/12/2025 Approved)Arizona
Registered Investment Advisory firm - (7/10/2025 Terminated)California
Registered Investment Advisory firm - (8/9/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/10/2025 Terminated)Florida
Registered Investment Advisory firm - (7/10/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/10/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/10/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (7/10/2025 Terminated)Minnesota
Registered Investment Advisory firm - (7/10/2025 Terminated)Nebraska
Registered Investment Advisory firm - (7/10/2025 Terminated)New York
Registered Investment Advisory firm - (7/10/2025 Terminated)North Carolina
Registered Investment Advisory firm - (7/16/2025 Terminated)Ohio
Registered Investment Advisory firm - (7/10/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/11/2025 Terminated)Texas
Registered Investment Advisory firm - (7/10/2025 Terminated)Vermont
Registered Investment Advisory firm - (7/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/12/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/10/2025 Terminated)Wyoming
Registered Investment Advisory firm - (7/10/2025 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(12/13/2023)
IAR
California(10/10/2018)
IAR
Colorado(12/21/2023)
IAR
Florida(6/27/2024)
IAR
Illinois(5/6/2024)
IAR
Louisiana(3/25/2024)
IAR
Massachusetts(6/7/2024)
IAR
Nebraska(12/18/2023)
IAR
New York(12/8/2023)
IAR
North Carolina(3/17/2025)
IAR
Pennsylvania(1/12/2024)
IAR
Texas(3/25/2024)
IAR
Vermont(4/24/2024)
IAR
Virginia(12/11/2023)
IAR
Washington(6/12/2025)
IAR
Wisconsin(1/2/2024)
IAR
Wyoming(1/8/2024)
Current Firm
BA
BOLDIN ADVISORS
BOLDIN ADVISORS | NEWRETIREMENT ADVISORS, LLC | NEWRETIREMENT ADVISORS
CRD#: 294881 / SEC#: 801-132987
RIA
Registered Investment Advisory firm - (6/12/2025 Approved)Arizona
Registered Investment Advisory firm - (7/10/2025 Terminated)California
Registered Investment Advisory firm - (8/9/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/10/2025 Terminated)Florida
Registered Investment Advisory firm - (7/10/2025 Terminated)Illinois
Registered Investment Advisory firm - (7/10/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/10/2025 Terminated)Massachusetts
Registered Investment Advisory firm - (7/10/2025 Terminated)Minnesota
Registered Investment Advisory firm - (7/10/2025 Terminated)Nebraska
Registered Investment Advisory firm - (7/10/2025 Terminated)New York
Registered Investment Advisory firm - (7/10/2025 Terminated)North Carolina
Registered Investment Advisory firm - (7/16/2025 Terminated)Ohio
Registered Investment Advisory firm - (7/10/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/11/2025 Terminated)Texas
Registered Investment Advisory firm - (7/10/2025 Terminated)Vermont
Registered Investment Advisory firm - (7/10/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/12/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (7/10/2025 Terminated)Wyoming
Registered Investment Advisory firm - (7/10/2025 Termination Requested)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Belvedere Place Suite 200, Mill Valley, CA 94941
Mailing Address
Phone number
(415) 462-5665
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (38 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLDIN ADVISORS
CRD#: 294881Mill Valley, CA 94941TRUST BUT VERIFY
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