Jodi Baumann
Professional summary
Jodi Baumann, who also goes by Jodi L Baumann, Jodi Lynn Baumann, Jodi Lynn Guetzke, Jodi Guetzke, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Akron, Ohio.
Jodi is registered as a RR (Registered Representative) and started their career in finance in 1995. Jodi has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jodi Baumann's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2022 - Present
VALMARK SECURITIES, INC.
Office #1: 130 Springside Drive Suite 300, Akron, OH 44333Office #2: W134 N8688 Executive Parkway, Menomonee Falls, WI 53051June 30, 2015 - October 18, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 18, 2008 - April 18, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 2, 2003 - October 16, 2006
ROTHSCHILD INVESTMENT LLC
July 21, 1999 - August 21, 2000
STRONG INVESTMENTS, INC.
August 22, 1995 - July 25, 1997
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2023)
(8/19/2022)
(6/21/2022)
Exams
Series 6TO
Date: 6/20/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
VALMARK SECURITIES, INC.
CRD#: 31243Akron, OH 44333TRUST BUT VERIFY
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