Michael B. Kleiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Benjamin Kleiner, who also goes by Michael Benejamin Kleiner, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2017 - November 7, 2017
WYNSTON HILL CAPITAL, LLC
January 26, 2016 - January 27, 2016
WINDSOR STREET CAPITAL, LP
November 6, 2014 - February 25, 2016
HALLMARK INVESTMENTS, INC.
April 23, 2014 - October 29, 2014
HALLMARK INVESTMENTS, INC.
December 9, 2013 - April 22, 2014
NATIONAL SECURITIES CORPORATION
December 15, 2011 - December 19, 2013
HALLMARK INVESTMENTS, INC.
August 1, 2001 - August 17, 2001
SPENCER CLARKE LLC
December 1, 2000 - January 8, 2001
PRIME CHARTER LTD.
October 27, 1998 - August 28, 2000
LADENBURG THALMANN & CO. INC.
June 26, 1996 - October 30, 1998
DALTON KENT SECURITIES GROUP, INC.
March 30, 1995 - July 16, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 2, 1994 - January 19, 1995
LADENBURG CAPITAL MANAGEMENT INC.
May 18, 1994 - December 20, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 13, 1993 - May 18, 1994
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WYNSTON HILL CAPITAL, LLC
CRD#: 103811 / SEC#: , 8-52299
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
