Kevin M. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Reed, who also goes by Kevin Reed, was a registered financial advisor .
Kevin is a previously registered financial advisor and started their career in finance in 1993. Kevin had worked at 10 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2004 - September 22, 2005
BROOKSTREET SECURITIES CORPORATION
May 3, 2004 - September 22, 2005
BROOKSTREET SECURITIES CORPORATION
July 11, 2003 - November 17, 2003
THE SHEMANO GROUP, INC.
November 20, 2002 - May 22, 2003
PRINCIPAL SECURITIES, INC.
November 2, 2001 - May 7, 2002
AMERIPRISE ADVISOR SERVICES, INC.
December 5, 2000 - October 29, 2001
INTERFIRST CAPITAL CORPORATION
November 2, 1999 - December 22, 2000
WELLS FARGO CLEARING SERVICES, LLC
February 11, 1997 - April 27, 1999
MORGAN STANLEY DW INC.
March 20, 1995 - February 20, 1997
H.J. MEYERS & CO., INC.
December 21, 1993 - June 26, 1995
MEYERS SECURITIES CORPORATION
August 24, 1993 - December 20, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
