Ali Razavi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ali Razavi, who also goes by Chad Harris, was a registered financial professional .
Ali is a previously registered financial professional and started their career in finance in 1993. Ali had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2021 - September 21, 2023
DONALD CAPITAL LLC
March 14, 2019 - September 30, 2021
CRITO CAPITAL LLC
February 6, 2017 - June 12, 2017
CRITO CAPITAL LLC
March 17, 2014 - April 1, 2015
BA SECURITIES, LLC
July 21, 1997 - July 9, 2012
NATIONAL SECURITIES CORPORATION
September 23, 1996 - July 23, 1997
MAXWELL CAPITAL, INC.
June 30, 1995 - September 24, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 1994 - July 7, 1995
SUTRO & CO. INCORPORATED
October 15, 1993 - December 22, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
DONALD CAPITAL LLC
CRD#: 297763 / SEC#: , 8-70149
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
