JP
Joseph G. Papez
CENTAURUS FINANCIAL
Las Vegas, NV 89135
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CRD#: 2384968
JP
Professional summary
Joseph Gregory Papez JR, who also goes by Joseph Papez, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Las Vegas, Nevada.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Papez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JP ASSET MGMT LLC, NON-INVESTMENT RELATED, LAS VEGAS, NV, 89135, FOR TAX PURPOSES, MANAGER, SINCE 1/19/2015, DEVOTED TIME IS 2 HRS A MONTH, ADMINISTRATIVE. 2. JP INSURANCE SERVICES, NON-INVESTMENT RELATED, 10845 GRIFFITH PEAK DRIVE, SUITE #200, LAS VEGAS, NV 89135. SELL TERM LIFE, WHOLE LIFE, HEALTH AND DISABILITY INSURANCE, MANAGING PARTNER, SINCE 10/5/2012, DEVOTED TIME IS 5 HRS A MONTH. 3. JP WEALTH MANAGEMENT & FINANCIAL PLANNING POSITION: Financial Advisor NATURE: DBA FOR BRANDING AND MARKETING PURPOSES RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: null START DATE: 07/15/2020 ADDRESS: 10845 Griffith Peak Drive, Suite 200, Las Vegas NV 89135, United States DESCRIPTION: DBA FOR BRANDING AND MARKETING PURPOSES.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Gregory Papez JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Gregory Papez JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 10845 Griffith Peak Drive Suite #2, Las Vegas, NV 89135RIA
BD
CRD#: 30833
Las Vegas, NV
Current
August 4, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 10845 Griffith Peak Drive Suite #2, Las Vegas, NV 89135RIA
BD
CRD#: 30833
Las Vegas, NV
Past
August 7, 2009 - October 4, 2009
CHICAGO INVESTMENT GROUP, LLC
RIA
CRD#: 11853
LAS VEGAS, NV
Past
August 7, 2009 - July 19, 2010
CHICAGO INVESTMENT GROUP ADVISORS, LLC
RIA
CRD#: 148188
LAS VEGAS, NV
Past
August 7, 2009 - July 19, 2010
CHICAGO INVESTMENT GROUP, LLC
BD
CRD#: 11853
LAS VEGAS, NV
Past
June 1, 2004 - August 19, 2009
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
LAS VEGAS, NV
Past
June 1, 2004 - August 19, 2009
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
LAS VEGAS, NV
Past
April 10, 2003 - June 14, 2004
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LAS VEGAS, NV
Past
September 10, 1993 - June 14, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/4/2010)
IAR
Arizona(11/10/2015)
RR
California(8/4/2010)
IAR
California(8/5/2010)
RR
Colorado(8/6/2015)
IAR
Colorado(8/6/2015)
RR
Florida(12/11/2014)
IAR
Florida(4/7/2015)
RR
Hawaii(3/1/2018)
IAR
Hawaii(3/1/2018)
RR
Illinois(2/25/2016)
IAR
Illinois(2/25/2016)
RR
Indiana(1/11/2017)
IAR
Indiana(1/11/2017)
IAR
Iowa(3/30/2021)
IAR
Mississippi(12/13/2019)
IAR
Nebraska(7/11/2024)
IAR
Nevada(8/13/2010)
RR
Nevada(8/17/2010)
IAR
New Hampshire(4/11/2024)
RR
New Jersey(2/1/2016)
RR
New York(1/25/2012)
IAR
New York(11/2/2021)
IAR
Oklahoma(5/14/2024)
RR
Oregon(4/17/2018)
IAR
Oregon(4/17/2018)
RR
Texas(8/24/2012)
IAR
Texas(1/6/2017)
RR
Wisconsin(5/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
