Alfred J. Pizzurro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Joseph Pizzurro, who also goes by Al Pizzurro, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1993. Alfred had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2020 - March 15, 2021
CAPULENT LLC
October 20, 2017 - November 16, 2018
CAPULENT LLC
July 23, 2016 - October 16, 2017
BOUSTEAD SECURITIES, LLC
February 6, 2015 - June 1, 2016
BROKERBANK SECURITIES, INC.
September 13, 2013 - June 3, 2014
PACIFIC CORNERSTONE CAPITAL INCORPORATED
March 25, 2011 - December 4, 2012
FALLBROOK CAPITAL SECURITIES CORP.
March 7, 2000 - March 4, 2010
PACIFIC CORNERSTONE CAPITAL INCORPORATED
September 17, 1999 - July 19, 2000
PRIVATE INVESTORS EQUITY GROUP
May 13, 1998 - April 7, 1999
PACIFIC CORNERSTONE FINANCIAL INCORPORATED
October 3, 1995 - December 31, 1996
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 20, 1993 - March 22, 1994
LAZAR FREDERICK & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPULENT LLC
CRD#: 155155 / SEC#: , 8-68699
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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