Edward B. Buckley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Burke Buckley, who also goes by Ted Buckley, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1994. Edward had worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2009 - January 10, 2025
MORGAN STANLEY
June 1, 2009 - January 10, 2025
MORGAN STANLEY
April 30, 2004 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 30, 2004 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 21, 2003 - April 29, 2004
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - April 29, 2004
DEUTSCHE BANK SECURITIES INC.
June 28, 1999 - January 13, 2001
DB ALEX. BROWN LLC
June 14, 1999 - June 28, 1999
DEUTSCHE BANK SECURITIES INC.
July 9, 1998 - June 14, 1999
DB ALEX. BROWN LLC
October 1, 1997 - June 3, 1998
BANCAMERICA SECURITIES, INC.
November 13, 1996 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
July 12, 1994 - November 1, 1996
HAMBRECHT & QUIST LLC
February 1, 1994 - April 25, 1994
MONTGOMERY SECURITIES
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
