John F. Wardell
Professional summary
John Frederick Wardell is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Cumming, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 63, Series 65, Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Frederick Wardell's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2021 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 5930 Odell St Ste 210, Cumming, GA 30040-5738February 3, 2017 - June 6, 2018
FOUNDATIONS INVESTMENT ADVISORS LLC
June 19, 2008 - July 14, 2008
QUESTAR ASSET MANAGEMENT, INC.
June 10, 2008 - July 11, 2008
QUESTAR CAPITAL CORPORATION
November 28, 2007 - February 8, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 14, 2007 - February 8, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 11, 2005 - October 23, 2007
WOODBURY FINANCIAL SERVICES, INC.
April 1, 2005 - October 23, 2007
WOODBURY FINANCIAL SERVICES, INC.
January 23, 2004 - April 29, 2005
NATIONWIDE SECURITIES, LLC
June 2, 2003 - January 8, 2004
CITICORP INVESTMENT SERVICES
January 1, 1997 - June 4, 2003
CHEVY CHASE FINANCIAL SERVICES
March 14, 1996 - June 4, 2003
CHEVY CHASE FINANCIAL SERVICES
September 14, 1993 - February 23, 1996
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2023)
(1/21/2021)
(3/24/2021)
(1/3/2022)
(4/4/2022)
Exams
Series 6TO
Date: 1/15/2021
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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