Robert M. Monteleone

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CRD#: 2384796

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Mario Monteleone was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 8, 2011 - November 30, 2012

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

RIA

CRD#: 145694

NEW YORK, NY

Past

July 13, 1996 - October 12, 2001

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

March 23, 1994 - June 30, 1994

DUKE & CO., INC.

CRD#: 8035

NEW YORK, NY

Past

September 27, 1993 - March 26, 1994

RUSSO SECURITIES INC.

CRD#: 14425

STATEN ISLAND, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

CRD#: 145694 / SEC#: 801-69224

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/25/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/3/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/1997

General Securities Principal Examination

Current Firm

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

CRD#: 145694 / SEC#: 801-69224

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

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Contact information

Main Address

Floor 12 20 Fenchurch Street, London, EC3M 3BY

Mailing Address

100 Summer Street Floor 16 - Interactive Advisors, Boston, MA 02110

Phone number

44 020 3787 9250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.03.31 INFORMATION BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	2,716
AUM (Assets Under Management)	$ 168,480,731

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
01/10/2025	Cover Page	Report
12/15/2023	Cover Page	Report
06/22/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert M. Monteleone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

E*TRADE SECURITIES LLC

DUKE & CO., INC.

RUSSO SECURITIES INC.

Primary Firm SEC Registration

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2011

Series 63

Date: 11/22/1993

Series 7

Date: 9/25/1993

Series 4

Date: 6/3/1997

Series 24

Date: 3/17/1997

Current Firm

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

TRUST BUT VERIFY

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