William M. Harrison

FIRST ADVISORS NATIONAL

Johnson City, TN

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CRD#: 238461

Professional summary

William Mason Harrison JR, who also goes by Bill Harrison, is a registered financial advisor currently at FIRST ADVISORS NATIONAL, LLC located in Johnson City, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. William has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, PC, Series 000, Series 1, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent, not investment related, Johnson City, TN, Insurance Services, Licensed Agent, 07/1976, 40 hrs/week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Mason Harrison JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2014 - Present

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Johnson City, TN

Past

May 30, 2003 - November 1, 2016

OBERWEIS SECURITIES, INC.

CRD#: 42060

FRANKLIN, TN

Past

December 7, 1999 - June 6, 2003

ROSENTHAL COLLINS SECURITIES, L.L.C

CRD#: 41915

CHICAGO, IL

Past

August 9, 1996 - November 1, 1999

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

June 23, 1992 - August 14, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 23, 1991 - June 13, 1992

SOVEREIGN-AMERICAN SECURITIES, INC.

CRD#: 21727

NAPLES, FL

Past

July 20, 1987 - March 25, 1991

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

December 6, 1984 - June 16, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

Past

July 1, 1974 - October 14, 1979

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

May 7, 1974 - June 24, 1974

THOMSON MCKINNON AUCHINCLOSS KOHMEYER INC

CRD#: 1000002

Past

April 10, 1972 - May 3, 1974

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

Past

April 5, 1972 - December 24, 1984

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST ADVISORS NATIONAL, LLC

FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC

CRD#: 166212 / SEC#: 801-77440

RIA

Registered Investment Advisory firm - (12/18/2012 Approved)

Georgia

Registered Investment Advisory firm - (3/22/2013 Terminated)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (3/22/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/11/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/21/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 7/9/1992

AMEX Put and Call Exam

General Industry/Product Exam

Series 000

Date: 4/5/1972

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 4/5/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/24/1978

Registered Options Principal Examination

Current Firm

FIRST ADVISORS NATIONAL, LLC

FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC

CRD#: 166212 / SEC#: 801-77440

RIA

Registered Investment Advisory firm - (12/18/2012 Approved)

Georgia

Registered Investment Advisory firm - (3/22/2013 Terminated)

Illinois

Registered Investment Advisory firm - (1/22/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (3/22/2013 Terminated)

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Contact information

Main Address

1372 Peachtree Street Ne, Atlanta, GA 30309

Mailing Address

Phone number

+1 (855) 326-7427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAN ADVISORS FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,207
AUM (Assets Under Management)	$ 501,113,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William M. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Mason Harrison JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBERWEIS SECURITIES, INC.

ROSENTHAL COLLINS SECURITIES, L.L.C

J.C. BRADFORD & CO.

PRUDENTIAL EQUITY GROUP, LLC

SOVEREIGN-AMERICAN SECURITIES, INC.

LASALLE ST SECURITIES, L.L.C.

MORGAN STANLEY DW INC.

E. F. HUTTON & COMPANY INC

THOMSON MCKINNON AUCHINCLOSS KOHMEYER INC

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

FIRST ADVISORS NATIONAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/11/2014

Series 65

Date: 1/21/1993

Series 63

Date: 6/12/1980

SIE

Date: 11/1/2016

PC

Date: 7/9/1992

Series 000

Date: 4/5/1972

Series 1

Date: 4/5/1972

Series 24

Date: 5/4/2004

Series 4

Date: 3/24/1978

Current Firm

FIRST ADVISORS NATIONAL, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST ADVISORS NATIONAL, LLC

TRUST BUT VERIFY

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