Martha L. Raghunauth

OXLER PRIVATE WEALTH

NEW YORK, NY 10019

Some features on this profile are disabled

CRD#: 2384590

Professional summary

Martha L Raghunauth, who also goes by Linda Raghunauth, Martha Linda Raghunauth, is a registered financial advisor currently at OXLER PRIVATE WEALTH located in New York, New York.

Martha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Martha has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Linda Raghunauth | Martha Linda Raghunauth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha L Raghunauth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2021 - Present

OXLER PRIVATE WEALTH

Office #1: 3 Columbus Circle Suite 2120, New York, NY 10019Office #2: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573

RIA

CRD#: 309684

NEW YORK, NY

Past

January 21, 2016 - August 24, 2020

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

January 15, 2016 - August 24, 2020

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 7, 2009 - January 4, 2016

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - January 4, 2016

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

April 9, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

July 3, 2007 - March 26, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 16, 2001 - May 14, 2007

COHMAD SECURITIES CORPORATION

CRD#: 16307

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OXLER PRIVATE WEALTH

OXLER PRIVATE WEALTH | OXLER PRIVATE WEALTH LLC

CRD#: 309684 / SEC#: 801-119258

RIA

Registered Investment Advisory firm - (8/10/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/8/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2001

General Securities Representative Examination

Current Firm

OXLER PRIVATE WEALTH

OXLER PRIVATE WEALTH | OXLER PRIVATE WEALTH LLC

CRD#: 309684 / SEC#: 801-119258

RIA

Registered Investment Advisory firm - (8/10/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

Phone number

(212) 785-2860

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OXLER PRIVATE WEALTH ADV BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 539,575,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Martha L. Raghunauth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha L Raghunauth's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES LLC

COHMAD SECURITIES CORPORATION

Primary Firm SEC Registration

OXLER PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2009

Series 63

Date: 6/18/1997

Series 7TO

Date: 1/8/2024

SIE

Date: 10/1/2018

Series 7

Date: 2/15/2001

Current Firm

OXLER PRIVATE WEALTH

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OXLER PRIVATE WEALTH

TRUST BUT VERIFY

Similar Advisors