Douglas C. Robb

ABC WEALTH

Long Valley, NJ

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CRD#: 2384553

Professional summary

Douglas Charles Robb JR, who also goes by Doug Robb, is a registered financial advisor currently at ABC WEALTH INC located in Long Valley, New Jersey.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Douglas has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Robb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Douglas Robb, Jr. - Sole Proprietor; Insurance Agent; started 06/2016; Investment Related; Far Hills, NJ. ABC WEALTH ADVISORS, INC.; PRESIDENT/INSURANCE AGENT; STARTED 11/2016; INVESTMENT RELATED; FAR HILLS, NJ.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Charles Robb JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2016 - Present

ABC WEALTH INC

RIA

CRD#: 284592

Long Valley, NJ

Past

November 1, 2024 - July 23, 2025

ABC WEALTH PR LLC

RIA

CRD#: 330603

SAN JUAN, PR

Past

May 15, 2012 - April 29, 2016

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Port Chester, NY

Past

May 15, 2012 - April 29, 2016

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Port Chester, NY

Past

May 8, 2006 - February 24, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

BASKING RIDGE, NJ

Past

May 8, 2006 - May 15, 2012

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

March 8, 2005 - May 3, 2006

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

November 5, 2002 - March 14, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

BASKING RIDGE, NJ

Past

August 1, 2002 - March 14, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 12, 2000 - May 9, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 23, 1998 - June 19, 2000

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

March 17, 1995 - January 23, 1998

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

February 22, 1994 - March 14, 1995

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

September 8, 1993 - January 4, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 8, 1993 - January 4, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/30/2016)

IAR

New York
(4/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/24/2002

General Securities Principal Examination

Current Firm

ABC WEALTH INC

ABC WEALTH INC | ETHOS FINANCIAL PLANNING LLC | ETHOS FINANCIAL PLANNING INC.

CRD#: 284592 / SEC#:

New Jersey

Registered Investment Advisory firm - (9/30/2016 Approved)

New York

Registered Investment Advisory firm - (10/21/2016 Approved)

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Contact information

Main Address

Long Valley, NJ

Mailing Address

Phone number

(908) 888-9268

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	125
AUM (Assets Under Management)	$ 27,046,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas C. Robb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Charles Robb JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABC WEALTH PR LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

EVERLAKE DISTRIBUTORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

BOFA DISTRIBUTORS, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

CONSECO SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2002

Series 63

Date: 9/16/1993

SIE

Date: 4/29/2016

Series 7

Date: 9/23/2002

Series 6

Date: 9/7/1993

Series 24

Date: 12/24/2002

Current Firm

ABC WEALTH INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABC WEALTH INC

TRUST BUT VERIFY

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