Michael J. Leninger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Leninger was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 9 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2021 - September 3, 2021
SRT SECURITIES LLC
October 25, 2017 - February 28, 2023
X-CHANGE FINANCIAL ACCESS, LLC
May 31, 2011 - April 3, 2017
IBKR SECURITIES SERVICES LLC
January 3, 2011 - March 31, 2017
TAYLOR EXECUTION SERVICE LLC
July 13, 2010 - January 3, 2011
TIMBER HILL SPECIALISTS CORP.
August 23, 2007 - November 9, 2010
IBKR SECURITIES SERVICES LLC
August 21, 2007 - November 12, 2010
TAYLOR EXECUTION SERVICE LLC
February 19, 2004 - August 22, 2007
KELLOGG CAPITAL GROUP LLC
April 2, 2003 - August 19, 2003
SLK-HULL DERIVATIVES LLC
January 30, 1996 - March 18, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 8, 1994 - February 29, 1996
BNP PARIBAS PRIME BROKERAGE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
Red Flags
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