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Michael Joseph Leninger

CRD# 2384535·Registered 1994 - 2021
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Joseph Leninger was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 2021. Michael had worked at 9 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
August 20, 2021 - September 3, 2021
X-CHANGE FINANCIAL ACCESS, LLC·CRD# 126201
BD
Chicago, IL
October 25, 2017 - February 28, 2023
IBKR SECURITIES SERVICES LLC·CRD# 33319
BD
Greenwich, CT
May 31, 2011 - April 3, 2017
TAYLOR EXECUTION SERVICE LLC·CRD# 124429
BD
New York, NY
January 3, 2011 - March 31, 2017
TIMBER HILL SPECIALISTS CORP.·CRD# 147153
BD
Greenwich, CT
July 13, 2010 - January 3, 2011
IBKR SECURITIES SERVICES LLC·CRD# 33319
BD
Greenwich, CT
August 23, 2007 - November 9, 2010
TAYLOR EXECUTION SERVICE LLC·CRD# 124429
BD
New York, NY
August 21, 2007 - November 12, 2010
KELLOGG CAPITAL GROUP LLC·CRD# 35032
BD
New York, NY
February 19, 2004 - August 22, 2007
SLK-HULL DERIVATIVES LLC·CRD# 46735
BD
New York, NY
April 2, 2003 - August 19, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
January 30, 1996 - March 18, 2003
BNP PARIBAS PRIME BROKERAGE, INC.·CRD# 24962
BD
New York, NY
February 8, 1994 - February 29, 1996

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Current Firm

SS
SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: 8-34415
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone Number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER—
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event

26

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1995About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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