William D. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Donald Harrison, who also goes by Bill Harrison, William D Harrison, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1971. William had worked at 12 firms and has passed the Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2004 - March 2, 2006
HORNOR, TOWNSEND & KENT, LLC
June 14, 2001 - November 28, 2003
QUESTAR CAPITAL CORPORATION
May 10, 2001 - November 28, 2003
QUESTAR CAPITAL CORPORATION
April 5, 1999 - March 6, 2001
DONAHUE SECURITIES, INC.
February 10, 1999 - April 9, 1999
PRIM SECURITIES, INCORPORATED
November 20, 1996 - July 6, 1998
OMNI FINANCIAL SECURITIES, INC.
April 3, 1991 - July 19, 1991
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 24, 1987 - December 17, 1990
NEW ENGLAND SECURITIES
December 13, 1985 - June 26, 1987
SECURITIES NETWORK, INC.
May 1, 1979 - August 12, 1985
USLIFE EQUITY SALES CORP.
June 27, 1974 - May 1, 1979
USLIFE EQUITY SALES CORP
January 19, 1972 - November 12, 1972
January 5, 1971 - October 27, 1971
J. E. HINTON & CO., INC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/26/1970
Registered Representative ExaminationCurrent Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
