Edward C. Smith
Professional summary
Edward Campbell Smith III, AIF®, ChFC®, who also goes by Russ Smith, is a registered financial advisor currently at SMITH CAPITAL MANAGEMENT, LLC located in Loveland, Ohio.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Edward has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Campbell Smith III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2009 - Present
SMITH CAPITAL MANAGEMENT, LLC
July 26, 2005 - April 2, 2009
AMERITAS INVESTMENT COMPANY, LLC
August 11, 2003 - April 2, 2009
AMERITAS INVESTMENT COMPANY, LLC
June 23, 2003 - August 8, 2003
EQUITY ANALYSTS INC.
December 17, 2001 - June 19, 2003
AMERITAS INVESTMENT COMPANY, LLC
March 26, 2001 - December 19, 2001
SIGNATOR INVESTORS, INC.
August 11, 1994 - December 31, 1996
WOODBURY FINANCIAL SERVICES, INC.
November 24, 1993 - July 28, 1994
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/9/2009)
Exams
Current Firm
SMITH CAPITAL MANAGEMENT, LLC
CRD#: 149968 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 8,550,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.