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ES

Edward C. Smith

SMITH CAPITAL MANAGEMENT
Loveland, OH
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CRD#: 2384354
ES

Professional summary


Edward Campbell Smith III, AIF®, ChFC®, who also goes by Russ Smith, is a registered financial advisor currently at SMITH CAPITAL MANAGEMENT, LLC located in Loveland, Ohio.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Edward has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Russ Smith

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I ACT AS AN INDEPENDENT INSURANCE AGENT REPRESENTING SEVERAL COMPANIES FROM MY RESIDENT ADDRESS. LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edward Campbell Smith III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

April 9, 2009 - Present

SMITH CAPITAL MANAGEMENT, LLC

RIA
CRD#: 149968
Loveland, OH
Past

July 26, 2005 - April 2, 2009

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LOVELAND, OH
Past

August 11, 2003 - April 2, 2009

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LOVELAND, OH
Past

June 23, 2003 - August 8, 2003

EQUITY ANALYSTS INC.

BD
CRD#: 15876
CINCINNATI, OH
Past

December 17, 2001 - June 19, 2003

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

March 26, 2001 - December 19, 2001

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

August 11, 1994 - December 31, 1996

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

November 24, 1993 - July 28, 1994

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/9/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 1/12/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SC
SMITH CAPITAL MANAGEMENT, LLC
SMITH CAPITAL MANAGEMENT, LLC

CRD#: 149968 / SEC#:

Ohio
Registered Investment Advisory firm - (4/8/2009 Approved)
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Contact information


Main Address
Loveland, OH
Mailing Address
Phone number
(513) 774-9125
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts50
AUM (Assets Under Management)$ 8,550,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SMITH CAPITAL MANAGEMENT, LLC

CRD#: 149968Loveland, OH

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