MS
Michael R. Sears
AE WEALTH MANAGEMENT
Logan, UT 84321
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CRD#: 2384328
MS
Professional summary
Michael Robert Sears, who also goes by Michael Robert Sears, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Logan, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Robert Sears
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WORLD CLASS RETIREMENT GROUP, INC. DBA SEARS WALTH MANAGEMENT & INSURANCE INVESTMENT-RELATED. 12487 NORTH MAIN STREET, SUITE 240, RANCHO CUCAMONGA, 91739. ADVISORY AND INSURANCE SERVICES. PRESIDENT. START DATE 08/2010. 120 HRS/MO, 120 HRS/TRADING. AUTHOR POSITION: Author NATURE: Author of the book, "Retire With Simplicity & Clarity: 10 Mindset Shifts Nurses Should Understand to Feel Confident About Their Financial Future." INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: 12487 N. Mainstreet, Suite 240, Rancho Cucamonga CA 91739, United States DESCRIPTION: Author and creator of the book. This book was written specifically for nurses who are nearing retirement to give back to the nursing community. CLARITY TAX PARTNERS, LLC POSITION: Member/CEO NATURE: Clarity Tax Partners, LLC will provide tax strategies and tax planning services, and a limited number of tax returns for a modest fee. We will contract these services through licensed CPA and enrolled agents through United Cloud Partners Services. As mentioned previously, Clarity Tax Partners, LLC and Sears Wealth Management and Insurance Services are separate companies. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/16/2023 ADDRESS: 601 21st Street, Ste 300, Vero Beach FL 32960, United States DESCRIPTION: My relationship with this company is that I am an officer and a 50% owner. My responsibilities will be to oversee and manage this company. My duties will be to market our tax services and refer current clients and or potential clients to the CPAs and enrolled agents that we will be using through United Cloud Tax Partners Services, who will provides us with the Tax Solutions that are needed.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Sears's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2017 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 128 N Main St Ste 5, Logan, UT 84321Office #2: 12487 N Mainstreet Ste 240, Rancho Cucamonga, CA 91739Office #3: 601 21st Street Suite 300, Vero Beach, FL 32960RIA
CRD#: 282580
Logan, UT
Past
April 1, 2010 - February 6, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
RANCHO CUCAMONGA, CA
Past
March 15, 2010 - May 5, 2011
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
MCDONOUGH, GA
Past
July 23, 2007 - February 22, 2010
INSPHERE SECURITIES, INC.
BD
CRD#: 136433
FONTANA, CA
Past
October 12, 1998 - August 9, 2007
EQUITY SERVICES, INC.
BD
CRD#: 265
FONTANA, CA
Past
April 20, 1998 - October 7, 1998
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/3/2017)
IAR
Florida(7/12/2024)
IAR
Texas(8/5/2022)
IAR
Utah(2/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Logan, UT 84321TRUST BUT VERIFY
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