John J. Pesce

HUB INVESTMENT PARTNERS

Austin, TX 78746

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CRD#: 2384301

Professional summary

John Joseph Pesce, who also goes by Joseph John Pesce, is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Austin, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph John Pesce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

#1 Foundation 99. Not investment related. Austin, TX. Position: Advisory board member. Nature: I have been asked to be on the advisory board the conference (not the organization) to help think of ideas around speakers, agenda topics, etc. Start: 2/1/2022. Hours a month:1. Hours during trading:0. #2 Care Solace. Not investment related. Del Mar, CA. Position: Board Member. Nature: Mental Health Platform. Start: 1/1/2023. Hours a month:0.5. Hours during trading:0. #3 TCG Holdings LP. Is investment related. Austin, TX. Position: Owner. Nature: Owner of TCG Holdings LP and two affiliates, TCG Consulting and TCG Advisors (RIA). Start: 1/1/1989. Hours a month:160. Hours during trading:160.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Pesce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

HUB INVESTMENT PARTNERS, LLC

Office #1: 900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

RIA

CRD#: 307956

Austin, TX

Past

July 3, 2020 - December 31, 2021

HUB INVESTMENT PARTNERS, LLC

RIA

CRD#: 307956

AUSTIN, TX

Past

June 14, 2004 - December 2, 2009

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Past

January 2, 2002 - June 15, 2004

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Past

July 10, 2001 - June 15, 2004

QA3 FINANCIAL LLC

RIA

CRD#: 104957

AUSTIN, TX

Past

July 10, 2001 - December 8, 2020

TCG ADVISORS, LP

RIA

CRD#: 112685

AUSTIN, TX

Past

January 2, 2001 - December 31, 2001

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Past

January 15, 1997 - December 31, 2000

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

May 31, 1995 - December 31, 1996

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

October 11, 1993 - June 23, 1995

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

CRD#: 13642

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/19/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/23/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/14/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/1994

General Securities Principal Examination

Current Firm

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

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Contact information

Main Address

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

Mailing Address

Phone number

(512) 600-5390

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	8,633
AUM (Assets Under Management)	$ 8,979,977,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Pesce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Pesce's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUB INVESTMENT PARTNERS, LLC

VERITRUST FINANCIAL, LLC

QA3 FINANCIAL CORP.

QA3 FINANCIAL LLC

TCG ADVISORS, LP

PLANMEMBER SECURITIES CORPORATION

ARAGON FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

Primary Firm SEC Registration

HUB INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/19/1995

Series 63

Date: 10/8/1993

Series 3

Date: 2/23/2012

Series 7

Date: 6/14/1994

Series 6

Date: 10/8/1993

Series 24

Date: 12/2/1994

Current Firm

HUB INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUB INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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