Alan R. Goodstein
GOODSTEIN WEALTH MANAGEMENT LLC
Encino, CA 91436
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CRD#: 2384297
Professional summary
Alan Randall Goodstein, CFP® is a registered financial advisor currently at GOODSTEIN WEALTH MANAGEMENT LLC located in Encino, California.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Alan has worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Biography
Board of trustees member Temple Judea of Tarzana,CA
President, Brotherhood of Temple Judea
Member Burbank Civitans
Board of Directors 1995-2020 , New Horizons center for the developmentally disabled
Question & Answer
What are your service offerings?
Estate Planning
Retirement Income Management
Education Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Inheritance
Socially Responsible Investing
Employee and Employer Plan Ben...
Life Transitions
Do you have an area of expertise or specialization?
AUM
High Net Worth Client Needs
Investment Advice with Ongoing...
Middle Income Client Needs
Novice Investors
Retirement Plan Investment Adv...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHABARAL INC, BURBANK, CA, PARTNER, START 9/12, NOT INVESTMENT RELATED, RECEIVE RENTAL INCOME FROM PROPERTIES LOCATED @ 220 N. SAN FERNANDO RD, BURBANK, CA; 1% OF TIME DEVOTED TO ACTIVITY, 0 HOURS DURING SECURITIES TRADING HOURS. NEW HORIZONS INC, NORTH HILLS, CA, NON-PROFIT CORPORATION, DIRECTOR AT LARGE, BOARD OF DIRECTORS, START 6/2014, NON-INVESTMENT RELATED, 7% OF TIME DEVOTED TO ACTIVITY, 0 HOURS DURING SECURITIES TRADING HOURSATTEND MEETINGS AND SIT ON COMMITTEES.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Randall Goodstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
April 12, 2016 - Present
GOODSTEIN WEALTH MANAGEMENT LLC
Office #1: 15760 Ventura Blvd., Suite 1520, Encino, CA 91436RIA
CRD#: 282910
Encino, CA
Past
April 27, 2010 - April 6, 2016
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
ENCINO, CA
Past
April 22, 2010 - April 6, 2016
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
ENCINO, CA
Past
March 12, 2004 - April 29, 2010
AFA ADVISOR SERVICES LLC
RIA
CRD#: 129104
ENCINO, CA
Past
November 24, 2003 - April 29, 2010
AFA FINANCIAL GROUP, LLC
BD
CRD#: 127648
ENCINO, CA
Past
January 3, 2003 - December 1, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
TARZANA, CA
Past
October 10, 2001 - December 1, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 1, 1999 - February 21, 2001
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
December 24, 1996 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
BD
CRD#: 10823
Past
September 14, 1993 - December 24, 1996
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GOODSTEIN WEALTH MANAGEMENT LLC
GOODSTEIN WEALTH MANAGEMENT LLC
CRD#: 282910 / SEC#: 801-127449
RIA
Registered Investment Advisory firm - (4/24/2023 Approved)California
Registered Investment Advisory firm - (5/26/2023 Terminated)Texas
Registered Investment Advisory firm - (4/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/12/2016)
IAR
Texas(4/12/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
GOODSTEIN WEALTH MANAGEMENT LLC
GOODSTEIN WEALTH MANAGEMENT LLC
CRD#: 282910 / SEC#: 801-127449
RIA
Registered Investment Advisory firm - (4/24/2023 Approved)California
Registered Investment Advisory firm - (5/26/2023 Terminated)Texas
Registered Investment Advisory firm - (4/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15760 Ventura Blvd., Suite 1520, Encino, CA 91436
Mailing Address
Phone number
(818) 995-3500
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 97,930,330 |
Red Flags
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Company Information
GOODSTEIN WEALTH MANAGEMENT LLC
CRD#: 282910Encino, CA 91436TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
