Mary J. Bernini

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CRD#: 2384221

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Jo Bernini was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1993. Mary had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***RENTAL PROPERTIES, OWN TWO RENTAL PROPERTIES; ONE IN INDIANA, PA AND THE OTHER IN CRANBERRY TOWNSHIP, PA, 10/29/14.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 10, 2021 - January 30, 2025

RPA FINANCIAL, LLC

RIA

CRD#: 294105

Cranberry Twp, PA

Past

September 10, 2021 - January 30, 2025

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Cranberry Twp, PA

Past

September 5, 2005 - April 19, 2021

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

PITTSBURGH, PA

Past

September 10, 1993 - April 19, 2021

PRINCIPAL SECURITIES, INC.

CRD#: 1137

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPA FINANCIAL, LLC

FIDUCIARY-PLUS | RPA FINANCIAL, LLC | HIGHPOINT RETIREMENT GROUP, LLC

CRD#: 294105 / SEC#: 801-113540

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/9/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RPA FINANCIAL, LLC

FIDUCIARY-PLUS | RPA FINANCIAL, LLC | HIGHPOINT RETIREMENT GROUP, LLC

CRD#: 294105 / SEC#: 801-113540

RIA

Registered Investment Advisory firm - (7/5/2018 Approved)

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Contact information

Main Address

4340 Redwood Highway Suite B60, San Rafael, CA 94903

Mailing Address

Phone number

(415) 526-2753

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 7,991,211,685

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mary J. Bernini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

RPA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2005

Series 63

Date: 8/19/1993

SIE

Date: 10/1/2018

Series 7

Date: 3/30/1998

Series 6

Date: 9/9/1993

Current Firm

RPA FINANCIAL, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPA FINANCIAL, LLC

TRUST BUT VERIFY

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