John M. Santonastaso

CION SECURITIES

New York, NY 10017

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CRD#: 2383688

Professional summary

John Matthew Santonastaso is a registered financial professional currently at CION SECURITIES, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Matthew Santonastaso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2024 - Present

CION SECURITIES, LLC

Office #1: 100 Park Avenue 25th Floor, New York, NY 10017

CRD#: 15487

New York, NY

Past

February 2, 2022 - February 1, 2023

B. RILEY SECURITIES, INC.

CRD#: 25027

Parsippany, NJ

Past

November 2, 2020 - December 9, 2021

IMPERIAL CAPITAL, LLC

CRD#: 43744

RED BANK, NJ

Past

May 4, 2017 - October 15, 2020

BTIG, LLC

CRD#: 122225

New York, NY

Past

April 26, 2016 - May 9, 2017

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

March 30, 2015 - March 23, 2016

CANTOR FITZGERALD & CO.

CRD#: 134

SUMMIT, NJ

Past

April 10, 2007 - August 16, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

November 30, 1998 - April 10, 2007

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

August 5, 1993 - February 1, 1994

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(9/5/2024)

New York
(9/5/2024)

Exams

State Security Law Exam

Series 63

Date: 2/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/3/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CION SECURITIES, LLC

CRD#: 15487 / SEC#: , 8-32283

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

100 Park Avenue 25th Floor, New York, NY 10017

Mailing Address

100 Park Avenue 25th Floor, New York, NY 10017

Phone number

(212) 418-4700

Established

Delaware since 01/02/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CION INVESTMENT GROUP, LLC	MEMBER
BURNS, WILLIAM J	CHIEF COMPLIANCE OFFICER	2058159
CROSSMAN, DOUGLAS S	CHIEF EXECUTIVE OFFICER	2749478
GATTO, MARK	DIRECTOR
HOPKINSON, JODI A	VP COMPLIANCE	2898349
REISNER, MICHAEL ADAM	DIRECTOR

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Santonastaso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Matthew Santonastaso's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

IMPERIAL CAPITAL, LLC

BTIG, LLC

GUGGENHEIM SECURITIES, LLC

CANTOR FITZGERALD & CO.

GOLDMAN SACHS & CO. LLC

DEUTSCHE BANK SECURITIES INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/24/1998

Series 6

Date: 8/3/1993

FINRA

Current Firm

CION SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CION SECURITIES, LLC

TRUST BUT VERIFY

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