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JJ

Judd J. Jenkins

Some features on this profile are disabled
CRD#: 2383655
JJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Judd Jason Jenkins was a registered financial professional .

Judd is a previously registered financial professional and started their career in finance in 1993. Judd had worked at 8 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 23, 2009 - March 5, 2013

FROST BROKERAGE SERVICES, INC.

BD
CRD#: 17465
FORT WORTH, TX
Past

July 14, 2009 - August 11, 2009

WWK WEALTH ADVISORS

RIA
CRD#: 146832
FORT WORTH, TX
Past

April 15, 2009 - April 15, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

April 15, 2009 - September 16, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

March 24, 2008 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FT. WORTH, TX
Past

February 27, 2008 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FT. WORTH, TX
Past

January 3, 2006 - February 21, 2006

SPUR SECURITIES GROUP, INC.

BD
CRD#: 135039
FT. WORTH, TX
Past

June 11, 1998 - September 27, 2005

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

April 21, 1997 - May 26, 1998

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
BOSTON, MA
Past

August 5, 1993 - April 21, 1997

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/15/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/6/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 12/17/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/22/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/3/1993
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FB
FROST BROKERAGE SERVICES, INC.
FROST BROKERAGE SERVICES, INC. | FROST WEALTH MANAGEMENT

CRD#: 17465 / SEC#: , 8-35285

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
111 W. Houston Street, San Antonio, TX 78205
Mailing Address
P.o. Box 2538, San Antonio, TX 78299
Phone number
(210) 220-5000
Established
Texas since 03/21/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FROST BANKPARENT COMPANY
REPA, JACK BRANDONCHIEF COMPLIANCE OFFICER2558740
WALSH, CHRISTOPHER SCOTTPRESIDENT / CHIEF OPERATIONS OFFICER2580114

Disclosures

Regulatory Event4
Civil Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

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