Jon R. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Robert Harrison, who also goes by Jack Harrison, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1973. Jon had worked at 6 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2002 - September 30, 2011
WALL STREET FINANCIAL GROUP, INC.
April 30, 1998 - May 6, 2002
NEW ENGLAND SECURITIES
November 24, 1993 - October 14, 1994
NEW ENGLAND SECURITIES
August 17, 1983 - December 4, 1985
NATHAN & LEWIS SECURITIES, INC.
June 22, 1982 - March 8, 1984
VP DISTRIBUTORS LLC
May 15, 1979 - March 12, 1988
PERSONAL ECONOMICS SECURITIES CORPORATION
April 12, 1973 - December 3, 1993
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/6/1973
Registered Representative ExaminationCurrent Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
