Ronald L. Hagood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Leroy Hagood, who also goes by Ron Hagood, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1993. Ronald had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2010 - July 19, 2013
SCARSDALE EQUITIES LLC
June 29, 2007 - October 13, 2010
HILLTOP SECURITIES INC.
April 2, 2007 - July 2, 2007
MORGAN STANLEY & CO. LLC
March 2, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
April 12, 1999 - March 9, 2004
LEHMAN BROTHERS INC.
July 23, 1996 - July 20, 1998
J.P. MORGAN SECURITIES OF TEXAS, INC.
September 2, 1993 - July 10, 1996
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SCARSDALE EQUITIES LLC
CRD#: 134602 / SEC#: , 8-66845
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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