Jeffery D. Hurd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Dejuan Hurd was a registered financial advisor .
Jeffery is a previously registered financial advisor and started their career in finance in 1993. Jeffery had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2008 - July 30, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
February 14, 2008 - July 30, 2008
COUNTRYWIDE INVESTMENT SERVICES, INC.
July 10, 2007 - February 11, 2008
HILLTOP SECURITIES INC.
May 30, 2007 - February 11, 2008
HILLTOP SECURITIES INC.
January 31, 2007 - March 27, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
March 22, 2006 - December 7, 2006
FIRST BROKERAGE AMERICA, L.L.C.
July 29, 2005 - March 3, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 26, 2000 - March 3, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 2, 1993 - September 26, 1996
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNTRYWIDE INVESTMENT SERVICES, INC.
CRD#: 103919 / SEC#: , 8-52390
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
