Anthony P. Minervini
Professional summary
Anthony Paul Minervini was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Anthony had worked at 3 firms, which includes LLOYD WADE SECURITIES INC., LT LAWRENCE & CO. INC., BARRON CHASE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1997 - August 6, 1998
LLOYD WADE SECURITIES INC.
October 3, 1996 - December 31, 1996
LLOYD WADE SECURITIES INC.
April 28, 1995 - October 7, 1996
LT LAWRENCE & CO., INC.
September 27, 1993 - April 7, 1995
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LLOYD WADE SECURITIES INC.
CRD#: 39653 / SEC#: , 8-48781
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
