Gavin D. Kosviner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gavin David Kosviner was a registered financial professional .
Gavin is a previously registered financial professional and started their career in finance in 1993. Gavin had worked at 6 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2014 - July 30, 2014
QUAD CAPITAL, LLC
June 29, 2011 - January 31, 2014
CHRISTOPHER WEIL & COMPANY, INC.
June 13, 2011 - January 31, 2014
CHRISTOPHER WEIL & COMPANY, INC.
February 8, 2008 - April 20, 2010
G-2 TRADING,LLC
June 18, 2001 - September 10, 2004
FIRST NEW YORK SECURITIES L.L.C.
November 8, 2000 - June 26, 2001
GOLDMAN SACHS & CO. LLC
September 9, 1993 - January 5, 1995
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/9/2001
Limited Representative-Equity Trader ExamCurrent Firm
QUAD CAPITAL, LLC
CRD#: 148927 / SEC#: , 8-68085
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QUAD CAPITAL MANAGEMENT, LLC | OWNER | |
| BENINCASA, GABRIEL ANTHONY | GENERAL COUNSEL & CCO | 2253881 |
| CIAMPI, GUERINO | SMD | |
| GUARINO, JOHN VINCENT | SMD | |
| RUBACKY, PAUL IGNATIAUS | CFO |
Disclosures
| Regulatory Event | 2 |
Red Flags
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