Melisa A. Grigolite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melisa Ann Grigolite, CFA, who also goes by Melisa Grigolite, Melisa Ann Sermon, was a registered financial professional .
Melisa is a previously registered financial professional and started their career in finance in 1995. Melisa had worked at 3 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2014 - November 15, 2018
CLELLAND & COMPANY INC
October 25, 2012 - September 3, 2014
EQUITABLE ADVISORS, LLC
June 26, 2012 - September 3, 2014
EQUITABLE ADVISORS, LLC
May 2, 1995 - June 23, 2005
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
CLELLAND & COMPANY INC
CRD#: 105406 / SEC#: 801-34425
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/26/1993
Non-Member General Securities ExaminationCurrent Firm
CLELLAND & COMPANY INC
CRD#: 105406 / SEC#: 801-34425
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 432,425,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
