Sandy Rita Mesa
Professional Summary
Sandy Rita Mesa, who also goes by Sandy Mesa, is a registered financial advisor currently at MESA WEALTH MANAGEMENT located in Camarillo, California and APW CAPITAL, INC. located in Camarillo, California. Sandy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Sandy has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sandy Mesa
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
MESA WEALTH MANAGEMENT | MESA WEALTH MANAGEMENT INC. | MESA WEALTH MANAGEMENT & INSURANCE AGENCY
Contact Information
Main Address
266 Mobil Avenue Suite 218, Camarillo, CA 93010Phone Number
(818) 883-6372# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
104AUM (Assets Under Management)
$17,404,874Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/22/2026)
(1/6/2017)
(3/1/2023)
(2/23/2026)
(3/1/2023)
(3/1/2023)
(3/6/2023)
(3/1/2023)
(9/8/2017)
(3/6/2023)
(8/22/2017)
(3/1/2023)
(3/1/2023)
(3/1/2023)
(3/1/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1995About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Sandy Rita Mesa's CRS (Customer Relationship Summary).
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