Sandy R. Mesa
Professional summary
Sandy Rita Mesa, who also goes by Sandy Mesa, is a registered financial advisor currently at MESA WEALTH MANAGEMENT located in Camarillo, California and APW CAPITAL, INC. located in Camarillo, California.
Sandy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Sandy has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sandy Rita Mesa's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2017 - Present
MESA WEALTH MANAGEMENT
Office #1: 266 Mobil Avenue Suite 218, Camarillo, CA 93010March 1, 2023 - Present
APW CAPITAL, INC.
Office #1: 266 Mobil Ave., Suite 218, Camarillo, CA 93010August 21, 2017 - March 1, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
August 21, 2017 - March 1, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
February 17, 2009 - August 21, 2017
FINANCIAL WEST GROUP
February 13, 2009 - August 21, 2017
FINANCIAL WEST GROUP
January 9, 2006 - February 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 2006 - February 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2001 - February 1, 2006
CITIGROUP GLOBAL MARKETS INC.
February 27, 2001 - February 1, 2006
CITIGROUP GLOBAL MARKETS INC.
May 7, 1997 - February 23, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2017)
(3/1/2023)
(3/1/2023)
(3/1/2023)
(3/1/2023)
(3/6/2023)
(3/1/2023)
(9/8/2017)
(3/6/2023)
(8/22/2017)
(3/1/2023)
(3/1/2023)
(3/1/2023)
(3/1/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
MESA WEALTH MANAGEMENT
CRD#: 285861 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 16,957,168 |
Red Flags
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Company Information
MESA WEALTH MANAGEMENT
CRD#: 285861Camarillo, CA 93010TRUST BUT VERIFY
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