Travis W. Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Wade Barrett was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 1993. Travis had worked at 7 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2004 - January 4, 2008
COREBRIDGE CAPITAL SERVICES, INC.
November 14, 2003 - March 15, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 6, 2003 - November 14, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 6, 2003 - November 15, 2003
OSAIC FA, INC.
September 29, 2000 - March 8, 2002
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 1, 1998 - November 9, 2000
NATIONAL PLANNING CORPORATION
December 13, 1993 - July 13, 1994
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
