Joseph A. Jaramillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Albert Jaramillo, who also goes by Joe Jaramillo, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1993. Joseph had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2019 - October 1, 2020
WORLD CHOICE SECURITIES, INC.
October 29, 2008 - May 22, 2017
WORLD CHOICE SECURITIES, INC.
December 20, 2005 - May 15, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 1, 2005 - December 16, 2005
TD AMERITRADE CLEARING, INC.
April 29, 1996 - February 26, 2002
CHARLES SCHWAB & CO., INC.
May 15, 1995 - August 7, 1995
FIDELITY BROKERAGE SERVICES LLC
February 17, 1995 - May 15, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
August 5, 1993 - February 17, 1995
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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