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RD

Rajnish K. Das

Some features on this profile are disabled
CRD#: 2383188
RD

Professional summary

Rajnish Kumar Das was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Rajnish is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Rajnish had worked at 6 firms, which includes ATLAS STRATEGIC ADVISORS LLC, NEWOAK CAPITAL MARKETS LLC, PORTICO CAPITAL ADVISORS LLC, LADENBURG THALMANN & CO. INC., J.P. MORGAN SECURITIES LLC, ABN AMRO SECURITIES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 5, 2009 - March 17, 2010

ATLAS STRATEGIC ADVISORS, LLC

BD
CRD#: 138970
NEW YORK, NY
Past

July 12, 2008 - March 13, 2009

NEWOAK CAPITAL MARKETS LLC

BD
CRD#: 104063
NEW YORK, NY
Past

January 4, 2007 - June 26, 2008

PORTICO CAPITAL ADVISORS LLC

BD
CRD#: 125865
GREENWICH, CT
Past

May 1, 2002 - September 12, 2003

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

August 25, 2000 - November 2, 2001

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

April 28, 1998 - August 24, 2000

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/6/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/3/2007
General Securities Representative Examination

Current Firm

AS
ATLAS STRATEGIC ADVISORS, LLC
ATLAS STRATEGIC ADVISORS, LLC

CRD#: 138970 / SEC#: , 8-67183

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
126 West 22 Street Suite 9s, New York, NY 10011
Mailing Address
126 West 22 Street Suite 9s, New York, NY 10011
Phone number
(212) 471-4120
Established
Delaware since 01/06/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATLAS ADVISORS, LLCOWNER
MAZZARIOL, ROBERTA SAMARAFINOP2636972
MAZZARIOL, ROBERTA SAMARACCO, MANAGING DIRECTOR2636972
NAMGYAL, PALDEN GYURMEDCEO,SR. MANAGING DIRECTOR2636987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATLAS STRATEGIC ADVISORS, LLC

CRD#: 138970

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