Frank W. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Walls Harrison JR, who also goes by Frank Walls Harrison, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1970. Frank had worked at 8 firms and has passed the Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1987 - January 5, 2005
INTERNATIONAL RESEARCH SECURITIES, INC.
February 26, 1986 - September 2, 1987
HOME SHOPPING CLUB SECURITIES, INC.
March 20, 1984 - January 9, 1986
PRINCIPAL FINANCIAL SECURITIES,INC.
April 6, 1979 - April 2, 1984
WEBER, HALL, SALE & ASSOCIATES, INC.
March 17, 1976 - April 22, 1979
INSTITUTIONAL EQUITY CORPORATION
May 12, 1975 - June 16, 1977
DALLAS SECURITIES INVESTMENT CORPORATION
December 12, 1973 - June 12, 1975
LENTZ, NEWTON & CO.
October 16, 1970 - July 1, 1974
BROWN, ALLEN, ROSE & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/6/1964
Registered Representative ExaminationSeries 40
Date: 6/25/1968
Registered Principal ExaminationCurrent Firm
INTERNATIONAL RESEARCH SECURITIES, INC.
CRD#: 19532 / SEC#: , 8-37954
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLLAND, MICHAEL WYATT | SHAREHOLDER/CCO/CEO/FINOP | 5656685 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
