AB
Alan C. Bolotin
PROSPERITY - AN EISNERAMPER COMPANY
Delray Beach, FL
Some features on this profile are disabled
CRD#: 2382982
AB
Professional summary
Alan Craig Bolotin, AIF®, ChFC®, CLU®, who also goes by Alan C Bolotin, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Delray Beach, Florida and DAI SECURITIES, LLC located in Boston, Massachusetts.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Alan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan C Bolotin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: Integrated Retirement Strategies, Inc Inv rel: Y Add: 301 Edgewater Place, Suite 200, Wakefield, MA 01880 Nature: other Position: owner/ president Start date: 05/2013 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: LLC established to run practice expenses through for tax efficiency No other business flows through (2) Name: Integrated Physicians Strategies, Inc. Inc Inv rel: Y Add: 301 Edgewater Place, Suite 200, Wakefield, MA 01880 Nature: other Position: owner/ president Start date: 05/2013 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: LLC established to run practice expenses through for tax efficiency No other business flows through (3) Fixed Insurance and Annuity Sales. Investment Related. 160 Federal Street, Boston, MA 02110. Nature: Fixed Annuity and Insurance Sales. Title/Position: Insurance Agent. Start Date: 11/1992. Approx. 4 hours per month devoted to business, 4 hour during securities trading. (4) Name: Alan Bolotin Inv rel: N Add: 165 Captain's Row, Chelsea, MA 02150 Nature: Position: Compensation Committee Member Start date: 05/15/2021 No. HR/MO: 1 No. HR/MO during sec trading: 0 (5) Name: Bolotin Financial Group, Inc.Inv rel: Y Add: 4086 Live Oak Boulevard, Delray Beach FL 33445 Nature: Entity established for practice expenses for tax efficiency Position: Owner/ President Start date: 04/21/2022 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe Duties: Fund bank account for payroll disbursements (6) Name: 38 Breed Street, LLC Inv rel: Y Add: 4086 Live Oak Boulevard, Delray Beach FL 33445 Nature: Simple Rental Property Position: Manager Start date: 10/26/2022 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe Duties: Negotiate lease, collect rent, pay expenses for property.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Craig Bolotin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
PROSPERITY - AN EISNERAMPER COMPANY
RIA
CRD#: 133777
Delray Beach, FL
Current
September 10, 2025 - Present
DAI SECURITIES, LLC
Office #1: 160 Federal St 9th Floor, Boston, MA 02110BD
CRD#: 36673
BOSTON, MA
Past
January 3, 2018 - September 25, 2025
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WAKEFIELD, MA
Past
March 25, 2017 - September 25, 2025
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WAKEFIELD, MA
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WAKEFIELD, MA
Past
June 29, 2010 - February 1, 2018
MARINER
RIA
CRD#: 151664
OVERLAND PARK,, KS
Past
June 27, 2001 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
WAKEFIELD, MA
Past
January 6, 2000 - July 25, 2001
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
September 13, 1993 - January 5, 2000
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/10/2025)
RR
California(9/10/2025)
RR
Florida(9/10/2025)
IAR
Florida(9/10/2025)
RR
Massachusetts(9/10/2025)
IAR
Massachusetts(9/17/2025)
RR
New Hampshire(9/10/2025)
RR
New York(9/10/2025)
RR
Rhode Island(9/10/2025)
IAR
Texas(9/5/2025)
RR
Texas(9/10/2025)
RR
Vermont(9/10/2025)
RR
Virginia(9/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117
Mailing Address
Phone number
(410) 363-7211
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,557 |
| AUM (Assets Under Management) | $ 3,195,898,263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
