Deborah L. Leich

CAPVISOR ASSOCIATES

Bloomfield Hills, MI

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CRD#: 2382653

Professional summary

Deborah Lyn Leich, who also goes by Deborah Leich, is a registered financial advisor currently at CAPVISOR ASSOCIATES, LLC located in Bloomfield Hills, Michigan.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Deborah has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Leich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MUNICIPAL LEAGUE FOUNDATION; ANN ARBOR, MI; NON-INVESTMENT RELATED; BEGAN 02/06/14; TO ENHANCE AND DEVELOP LEADERSHIP IN LOCAL GOVERNMENT; BOARD MEMBER; FUNDRAISING; 2 HOURS PER MONTH WITH 18 HOURS PER YEAR DURING SECURITIES TRADING HOURS. Employee of affiliated registered investment adviser, Victory Capital Management Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Lyn Leich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2020 - Present

CAPVISOR ASSOCIATES, LLC

RIA

CRD#: 289154

Bloomfield Hills, MI

Past

January 8, 2015 - June 13, 2019

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059

BROOKLYN, OH

Past

May 4, 2000 - October 31, 2014

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

BIRMINGHAM, MI

Past

May 9, 1994 - May 2, 2000

LPM INVESTMENT SERVICES, INC

CRD#: 33980

PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPVISOR ASSOCIATES, LLC

CRD#: 289154 / SEC#: 801-110889

RIA

Registered Investment Advisory firm - (7/31/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 9/17/2018

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPVISOR ASSOCIATES, LLC

CRD#: 289154 / SEC#: 801-110889

RIA

Registered Investment Advisory firm - (7/31/2017 Approved)

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Contact information

Main Address

Dawsonville, GA

Mailing Address

P.o. Box #1084, Gainesville, GA 30503

Phone number

(973) 665-6370

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (PART 2A OF ADV) 2020 (3/4/2025)

ADV 2B 2020 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 674,371,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deborah L. Leich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Lyn Leich's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICTORY CAPITAL SERVICES, INC.

FUNDS DISTRIBUTOR, LLC

LPM INVESTMENT SERVICES, INC

Primary Firm SEC Registration

CAPVISOR ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2020

Series 63

Date: 7/22/1993

SIE

Date: 10/1/2018

Series 62

Date: 9/17/2018

Series 6

Date: 5/6/1994

Current Firm

CAPVISOR ASSOCIATES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPVISOR ASSOCIATES, LLC

TRUST BUT VERIFY

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