Kyle G. Canant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Gene Canant was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1994. Kyle had worked at 10 firms and has passed the Series 63, Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2010 - May 1, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 22, 2010 - May 1, 2012
TD AMERITRADE, INC.
February 18, 2010 - May 1, 2012
TD AMERITRADE, INC.
March 12, 2009 - January 20, 2010
GUNNALLEN FINANCIAL, INC
February 10, 2009 - January 20, 2010
GUNNALLEN FINANCIAL, INC
May 12, 2008 - December 18, 2008
THE MUTUAL FUND STORE
February 13, 2008 - May 6, 2008
KC WEALTH ADVISORY, INC.
October 26, 2006 - February 26, 2007
FISHER INVESTMENTS
August 29, 2005 - October 27, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
September 13, 2000 - April 25, 2006
STRATEGIC ADVISERS LLC
January 10, 1995 - August 29, 2005
FIDELITY BROKERAGE SERVICES LLC
May 18, 1994 - July 27, 1994
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
