Douglas J. Albo

CAPITALOME MANAGEMENT

Sherwood, OR

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CRD#: 2382511

Professional summary

Douglas John Albo, who also goes by Douglas Albo, is a registered financial advisor currently at CAPITAL INCOME MANAGEMENT, LLC located in Sherwood, Oregon.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Douglas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas Albo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Have contributed analysis/investment articles to crowd source financial website Seeking Alpha since 2010 and have accumulated over 8,000 followers. In February of 2018, I joined Seeking Alpha's marketplace services which allows readers and followers of my articles to subscribe for exclusive article access on a monthly or annual fee basis. No employment or other contract exists between Seeking Alpha and myself. I devote roughly 10 hours a week in writing up to 5-6 articles per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas John Albo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2009 - Present

CAPITAL INCOME MANAGEMENT, LLC

RIA

CRD#: 151016

Sherwood, OR

Past

August 30, 2001 - August 29, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN FRANCISC, CA

Past

August 14, 2001 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 20, 1993 - August 22, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/12/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1993

General Securities Representative Examination

Current Firm

CAPITAL INCOME MANAGEMENT, LLC

CRD#: 151016 / SEC#:

Oregon

Registered Investment Advisory firm - (8/12/2009 Approved)

Texas

Registered Investment Advisory firm - (11/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Sherwood, OR

Mailing Address

Phone number

(503) 929-0448

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 20,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas J. Albo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas John Albo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INCOME MANAGEMENT, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2007

Series 63

Date: 10/8/1993

Series 7

Date: 9/17/1993

Current Firm

CAPITAL INCOME MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL INCOME MANAGEMENT, LLC

TRUST BUT VERIFY

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