Brian W. Foote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian William Foote was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1993. Brian had worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2013 - January 5, 2015
D/B/A CLARKSONS PLATOU SECURITIES
February 2, 2004 - July 12, 2005
INDEPENDENT RESEARCH GROUP LLC
October 26, 2000 - February 5, 2004
RYAN BECK & CO.
July 28, 1995 - December 16, 1995
QUEST CAPITAL STRATEGIES, INC.
February 26, 1994 - June 30, 1994
ALEX. BROWN & SONS INCORPORATED
October 20, 1993 - November 2, 1993
BLUESTONE CAPITAL CORP.
September 2, 1993 - October 15, 1993
EMANUEL AND COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
D/B/A CLARKSONS PLATOU SECURITIES
CRD#: 113325 / SEC#: , 8-53308
Contact information
Documents
Red Flags
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